Do CFP® professionals engage in less misconduct? Exploring the importance of job classification when comparing misconduct rates among financial service professionals

Derek T. Tharp, Jeffrey Camarda, Steven James Lee, Pieter J. de Jong

Research output: Contribution to journalArticlepeer-review

Original languageEnglish
Pages (from-to)1830-1835
Number of pages6
JournalApplied Economics Letters
Volume28
Issue number21
DOIs
StatePublished - 2021

ASJC Scopus Subject Areas

  • Economics and Econometrics

Keywords

  • Financial advisors
  • FINRA
  • misconduct
  • SEC

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