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Do CFP® professionals engage in less misconduct? Exploring the importance of job classification when comparing misconduct rates among financial service professionals

Research output: Contribution to journalArticlepeer-review

Original languageEnglish
Pages (from-to)1830-1835
Number of pages6
JournalApplied Economics Letters
Volume28
Issue number21
DOIs
StatePublished - 2021
Externally publishedYes

ASJC Scopus Subject Areas

  • Economics and Econometrics

Keywords

  • FINRA
  • Financial advisors
  • SEC
  • misconduct

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